Previewing: Seniors and the Potential for Fraud

Seniors are at risk for being caught up in a variety of fraudulent schemes or actions, especially financial crimes. As an attorney, learn how to recognize certain red flags that may pop up with regards to your senior clients, who you can go to in order to get guidance on how to report these potential securities violations, and what rules are in place to help protect your client from being defrauded. FINRA, the Financial Regulatory Authority, is a government authorized, non-profit which oversees and regulates the financial markets. FINRA has established the Senior Helpline in 2015 with an entire department dedicated to helping seniors with questions about their accounts and statements, or if they have any issues with their broker dealers, agents or investment advisors.

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